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Supreme Court Issues Decision in Securities Fraud Case

By Wylie D. Van Ness on June 22, 2011
Posted in Securities Laws and Regulation

On June 13, 2011, the United States Supreme Court rendered a decision in the Janus Capital Group, Inc. v. First Derivative Traders, No. 09-525.  In a 5-4 decision, the Court held that a mutual fund’s investment adviser cannot be held liable for securities fraud under Rule 10b-5 over false statements in a mutual fund’s…

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